Sujeet Chand - Nov 17, 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role: Sr VP, Technology
Signature: Karen A. Balistreri, Attorney-in fact for Sujeet Chand
Stock symbol: ROK
Transactions as of: Nov 17, 2021
Transactions value $: $96,132
Form type: 4
Date filed: 11/18/2021, 02:59 PM
Previous filing: Oct 5, 2021
Next filing: Dec 7, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROK	Common Stock	Options Exercise	$96.1K	+1.2K	+4.13%	$80.11	30.3K	Nov 17, 2021	Direct	F1
holding	ROK	Common Stock						1.09K	Nov 17, 2021	By Savings Plan	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ROK	Employee Stock Option (Right to Buy)	Options Exercise	$0	-1.2K	-100%	$0.00^*	0	Nov 17, 2021	Common Stock	1.2K	$80.11	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
F2	Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Content

Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.