JOHN M. MILLER - 12 Nov 2021 Form 4 Insider Report for ROCKWELL AUTOMATION, INC (ROK)

Role: VP and Chief IP Counsel
Signature: Karen A. Balistreri, Attorney-in-Fact for John M. Miller
Issuer symbol: ROK
Transactions as of: 12 Nov 2021
Net transactions value: -$200,634
Form type: 4
Filing time: 15 Nov 2021, 08:05:01 UTC
Previous filing: 05 Oct 2021
Next filing: 02 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	ROK	Common Stock	Sale	$200,634	-600	-13%	$334.39	4,102	12 Nov 2021	Direct	F1
holding	ROK	Common Stock						445	12 Nov 2021	By Savings Plan	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 270 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
F2	Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Content

Includes 270 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.

Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 11/1/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.