| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Common Stock | -Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | -$1,750,001 | -5,567 | -83.63% | $314.33 | 1,090 | Aug 6, 2021 | By Savings Plan | F1 |
| holding | ROK | Common Stock | 29,083 | Aug 6, 2021 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Common Stock Share Equivalents | -Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities | -$199,999 | -636 | -79.72% | $314.33 | 162 | Aug 6, 2021 | Common Stock | 636 | Nonqual. Savings Plan | F3, F4, F5 |
| Id | Content |
|---|---|
| F1 | Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 8/6/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |
| F2 | Includes 1,410 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| F3 | Each unit is the economic equivalent of one share of Company common stock. |
| F4 | The share equivalents are payable in cash upon retirement or after termination of employment. |
| F5 | Includes shares represented by Company stock fund units acquired under the Company Nonqualified Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 8/6/2021. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. |