| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Common Stock | +Options Exercise | $313,720 | +2,300 | +45.78% | $136.40 | 7,325 | Jul 7, 2021 | Direct | F2 |
| transaction | ROK | Common Stock | -Sell | -$667,000 | -2,300 | -31.4% | $290.00 | 5,025 | Jul 7, 2021 | Direct | F2, F3 |
| holding | ROK | Common Stock | 37 | Jul 7, 2021 | By spouse | ||||||
| holding | ROK | Common Stock | 482 | Jul 7, 2021 | By Savings Plan | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROK | Employee Stock Option (Right to Buy) | -Options Exercise | $0 | -2,300 | -100% | $0.00 | 0 | Jul 7, 2021 | Common Stock | 2,300 | $136.40 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 3/31/2021. |
| F2 | Shares exercised and sold pursuant to a Rule 10b5-1 trading plan entered into on 2/24/2021. |
| F3 | Includes 2,280 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| F4 | The option vests in three substantially equal annual installments beginning on the date exercisable. |