Gordon von Bretten - Mar 31, 2024 Form 4 Insider Report for COTY INC. (COTY)

Role
Director
Signature
/s/ Christina Kiely, Attorney-in-Fact
Stock symbol
COTY
Transactions as of
Mar 31, 2024
Transactions value $
$0
Form type
4
Date filed
4/2/2024, 04:58 PM
Previous filing
Oct 23, 2023
Next filing
Nov 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COTY Class A common stock Options Exercise +194K +24.15% 995K Mar 31, 2024 Direct F1
transaction COTY Class A common stock Tax liability -91.5K -9.19% 904K Mar 31, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COTY Restricted Stock Award Options Exercise -194K -26.79% 529K Mar 31, 2024 Class A common stock 194K Direct F1
transaction COTY Restricted Stock Award Other $0 -529K -100% $0.00* 0 Mar 31, 2024 Class A common stock 529K Direct F3
transaction COTY Restricted Stock Award Award $0 +6.16K $0.00 6.16K Apr 1, 2024 Class A common stock 6.16K Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Upon vesting, each Restricted Stock Award settled for one share of Class A Common Stock of the Issuer.
F2 Represents shares surrendered to the Issuer in connection with the vesting of restricted stock awards to satisfy the income tax withholding and remittance obligations of the Reporting Person at a net settlement price equal to the closing price of Class A Common Stock on the New York Stock Exchange on the trading day prior to the vesting date and does not represent a sale by the Reporting Person.
F3 Represents Restricted Stock Awards forfeited upon Mr. von Bretten's separation as an employee on March 31, 2024.
F4 Represents Restricted Stock Units granted to the Reporting Person in connection with service as a Director. Upon vesting, each Restricted Stock Unit will settle for one share of Class A common stock of the Issuer. Each Restricted Stock Unit vests on April 1, 2029, subject to certain vesting conditions and exceptions.