Ayesha Zafar - Sep 4, 2021 Form 4/A - Amendment Insider Report for COTY INC. (COTY)

Role
SVP Group Controller
Signature
/s/ Christina Kiely, Attorney-in-Fact
Stock symbol
COTY
Transactions as of
Sep 4, 2021
Transactions value $
$0
Form type
4/A - Amendment
Date filed
11/17/2021, 05:42 PM
Date Of Original Report
Oct 21, 2021
Next filing
Oct 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COTY Class A common stock Options Exercise $0 +14K +41.77% $0.00 47.4K Sep 4, 2021 Direct
transaction COTY Class A common stock Tax liability $0 -5.38K -11.33% $0.00 42.1K Sep 4, 2021 Direct F1
transaction COTY Class A common stock Options Exercise $0 +3.22K +7.66% $0.00 45.3K Sep 7, 2021 Direct F2
transaction COTY Class A common stock Tax liability $0 -1.23K -2.71% $0.00 44.1K Sep 7, 2021 Direct F3
transaction COTY Class A common stock Options Exercise $0 +2.4K +5.44% $0.00 46.5K Oct 5, 2021 Direct F4
transaction COTY Class A common stock Tax liability $0 -915 -1.97% $0.00 45.5K Oct 5, 2021 Direct F5
transaction COTY Class A common stock Options Exercise $0 +24.9K +54.73% $0.00 70.5K Oct 19, 2021 Direct
transaction COTY Class A common stock Tax liability $0 -9.5K -13.49% $0.00 61K Oct 19, 2021 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COTY Restricted Stock Units Options Exercise $0 -14.1K -10.54% $0.00 120K Sep 4, 2021 Class A common stock 14.1K Direct F7
transaction COTY Restricted Stock Units Options Exercise $0 -3.22K -2.69% $0.00 116K Sep 7, 2021 Class A common stock 3.22K Direct F2, F7
transaction COTY Restricted Stock Units Options Exercise $0 -2.4K -2.06% $0.00 114K Oct 5, 2021 Class A common stock 2.4K Direct F4, F7
transaction COTY Restricted Stock Units Options Exercise $0 -24.9K -21.85% $0.00 89.1K Oct 19, 2021 Class A common stock 24.9K Direct F7
transaction COTY Restricted Stock Units Award $0 +29.8K +33.38% $0.00 119K Oct 19, 2021 Class A common stock 29.8K Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on September 4, 2021.
F2 This Form 4/A is being filed to include the vesting of certain Restricted Stock Units on September 7, 2021.
F3 This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on September 7, 2021.
F4 This Form 4/A is being filed to correct the number of Restricted Stock Units that vested on October 5, 2021.
F5 This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 5, 2021.
F6 This Form 4/A is filed to correct the number of shares withheld to cover for taxes as described in this footnote. The Company withheld shares of common stock to satisfy the tax withholding obligation for the Reporting Person's Restricted Stock Units that vested on October 19, 2021.
F7 Upon vesting, each Restricted Stock Unit settled for one share of Class A Common Stock of the Issuer.
F8 Upon vesting, each Restricted Stock Unit settles for one share of Class A Common Stock of the Issuer. Subject to certain vesting conditions and exceptions, the Restricted Stock Units vest as follows: 25% on October 19, 2022, 25% on October 19, 2023 and 50% on October 19, 2024.