John Anthony DiBella - Mar 2, 2023 Form 4 Insider Report for Simulations Plus, Inc. (SLP)

Role
Division President
Signature
/s/ Daniel Hoeft, attorney-in-fact for John Anthony DiBella
Stock symbol
SLP
Transactions as of
Mar 2, 2023
Transactions value $
-$873,534
Form type
4
Date filed
3/6/2023, 03:37 PM
Previous filing
Oct 24, 2022
Next filing
Mar 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLP Common Stock Options Exercise $103K +15K +33.45% $6.85 59.8K Mar 2, 2023 Direct
transaction SLP Common Stock Options Exercise $13.6K +1.35K +2.26% $10.05 61.2K Mar 2, 2023 Direct
transaction SLP Common Stock Sale -$627K -16.4K -26.72% $38.34 44.8K Mar 2, 2023 Direct F1, F2, F3
transaction SLP Common Stock Options Exercise $125K +12.4K +27.75% $10.05 57.3K Mar 3, 2023 Direct
transaction SLP Common Stock Sale -$317K -8.12K -14.18% $39.05 49.2K Mar 3, 2023 Direct F1, F2, F4
transaction SLP Common Stock Sale -$171K -4.32K -8.79% $39.54 44.8K Mar 3, 2023 Direct F1, F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SLP Stock Options (Right to Buy) Options Exercise $0 -15K -30% $0.00 35K Mar 2, 2023 Common Stock 15K $6.85 Direct F6
transaction SLP Stock Options (Right to Buy) Options Exercise $0 -1.35K -3.38% $0.00 38.6K Mar 2, 2023 Common Stock 1.35K $10.05 Direct F6
transaction SLP Stock Options (Right to Buy) Options Exercise $0 -12.4K -32.19% $0.00 26.2K Mar 3, 2023 Common Stock 12.4K $10.05 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.
F2 These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), and (5) of this Form 4. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.
F3 These shares were sold in multiple transactions at prices ranging from $37.97 to $38.62, inclusive.
F4 These shares were sold in multiple transactions at prices ranging from $38.45 to $39.44, inclusive.
F5 These shares were sold in multiple transactions at prices ranging from $39.45 to $39.63, inclusive.
F6 Fully Vested.