John Anthony DiBella II - 02 Mar 2023 Form 4 Insider Report for Simulations Plus, Inc. (SLP)

Role
Division President
Signature
/s/ Daniel Hoeft, attorney-in-fact for John Anthony DiBella
Issuer symbol
SLP
Transactions as of
02 Mar 2023
Net transactions value
-$873,534
Form type
4
Filing time
06 Mar 2023, 15:37:27 UTC
Previous filing
24 Oct 2022
Next filing
24 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SLP Common Stock Options Exercise $102,750 +15,000 +33% $6.85 59,840 02 Mar 2023 Direct
transaction SLP Common Stock Options Exercise $13,588 +1,352 +2.3% $10.05 61,192 02 Mar 2023 Direct
transaction SLP Common Stock Sale $626,936 -16,352 -27% $38.34 44,840 02 Mar 2023 Direct F1, F2, F3
transaction SLP Common Stock Options Exercise $125,042 +12,442 +28% $10.05 57,282 03 Mar 2023 Direct
transaction SLP Common Stock Sale $317,086 -8,120 -14% $39.05 49,162 03 Mar 2023 Direct F1, F2, F4
transaction SLP Common Stock Sale $170,892 -4,322 -8.8% $39.54 44,840 03 Mar 2023 Direct F1, F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SLP Stock Options (Right to Buy) Options Exercise $0 -15,000 -30% $0.000000 35,000 02 Mar 2023 Common Stock 15,000 $6.85 Direct F6
transaction SLP Stock Options (Right to Buy) Options Exercise $0 -1,352 -3.4% $0.000000 38,648 02 Mar 2023 Common Stock 1,352 $10.05 Direct F6
transaction SLP Stock Options (Right to Buy) Options Exercise $0 -12,442 -32% $0.000000 26,206 03 Mar 2023 Common Stock 12,442 $10.05 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting persons.
F2 These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3), (4), and (5) of this Form 4. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.
F3 These shares were sold in multiple transactions at prices ranging from $37.97 to $38.62, inclusive.
F4 These shares were sold in multiple transactions at prices ranging from $38.45 to $39.44, inclusive.
F5 These shares were sold in multiple transactions at prices ranging from $39.45 to $39.63, inclusive.
F6 Fully Vested.