Dale Broadrick - Dec 1, 2023 Form 4 Insider Report for BioRestorative Therapies, Inc. (BRTX)

Role
10%+ Owner
Signature
/s/ Dale Broadrick
Stock symbol
BRTX
Transactions as of
Dec 1, 2023
Transactions value $
-$469
Form type
4
Date filed
12/5/2023, 04:32 PM
Previous filing
Dec 1, 2023
Next filing
Feb 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRTX Common Stock Sale -$469 -250 -0.08% $1.88 327K Dec 1, 2023 Direct
holding BRTX Common Stock 318K Dec 1, 2023 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BRTX Warrant to acquire Common Stock 250 Dec 1, 2023 Common Stock 250 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 276 Dec 1, 2023 Common Stock 276 $120.00 Direct
holding BRTX Warrant to acquire Common Stock 833 Dec 1, 2023 Common Stock 833 $120.00 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by Fleetco, Inc. of which the reporting person is a 93% shareholder.