James C. Pappas - Sep 28, 2023 Form 3 Insider Report for UNITED NATURAL FOODS INC (UNFI)

Role
Director
Signature
/s/ Jody L. Hyvarinen, Power-of-Attorney, in fact
Stock symbol
UNFI
Transactions as of
Sep 28, 2023
Transactions value $
$0
Form type
3
Date filed
10/6/2023, 08:33 AM
Previous filing
Feb 15, 2023
Next filing
Nov 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding UNFI Common Stock 0 Sep 28, 2023 Direct
holding UNFI Common Stock 293K Sep 28, 2023 By: JCP Investment Partnership, LP F1, F2
holding UNFI Common Stock 177K Sep 28, 2023 By: Managed Accounts of JCP Investment Management, LLC F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2 Represents securities owned directly by JCP Investment Partnership, LP ("JCP"). JCP Investment Partners, LP ("JCP Partners"), as the general partner of JCP, may be deemed the beneficial owner of the shares of common stock owned by JCP. JCP Investment Holdings, LLC ("JCP Holdings"), as the general partner of JCP Partners, may be deemed the beneficial owner of the shares of common stock owned by JCP. Mr. Pappas, as the sole member of JCP Holdings, may be deemed the beneficial owner of the shares of common stock held by JCP.
F3 Represents securities held in certain accounts ("JCP Accounts") managed by JCP Investment Management, LLC ("JCP Management"). JCP Management, as the investment manager of JCP and the JCP Accounts, may be deemed the beneficial owner of the shares of common stock held in the JCP Accounts. Mr. Pappas, as the managing member of JCP Management, may be deemed the beneficial owner of the shares of common stock held in the JCP Accounts.

Remarks:

Exhibit 24 - Power of Attorney