Suganthi Balasubramanian - Apr 3, 2023 Form 3 Insider Report for BioXcel Therapeutics, Inc. (BTAI)

Role: 10%+ Owner
Signature: /s/ Suganthi Balasubramanian
Stock symbol: BTAI
Transactions as of: Apr 3, 2023
Transactions value $: $0
Form type: 3
Date filed: 4/14/2023, 11:30 AM

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	BTAI	Common Stock						8.55M	Apr 3, 2023	By BioXcel LLC
holding	BTAI	Common Stock						1K	Apr 3, 2023	See Footnote	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person may be deemed to share investment control over shares of common stock of the Issuer held by BioXcel and 1,000 additional shares of common stock held in a trust. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any. This filing shall not be deemed an admission that the Reporting Person is the beneficial owner of any such shares of common stock for the purpose of Section 16 or for any other purpose.

Content

The Reporting Person may be deemed to share investment control over shares of common stock of the Issuer held by BioXcel and 1,000 additional shares of common stock held in a trust. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein, if any. This filing shall not be deemed an admission that the Reporting Person is the beneficial owner of any such shares of common stock for the purpose of Section 16 or for any other purpose.