JW Asset Management, LLC - Aug 10, 2022 Form 4 Insider Report for TerrAscend Corp. (TSNDF)

Signature
/s/ Jason Klarreich, Attorney-in-Fact, JW Asset Management, LLC
Stock symbol
TSNDF
Transactions as of
Aug 10, 2022
Transactions value $
$299,999
Form type
4
Date filed
8/12/2022, 08:18 AM
Previous filing
Jun 29, 2022
Next filing
Sep 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSNDF RSUs (Common Shares) Award $300K +131K +0.14% $2.29 90.5M Aug 10, 2022 Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by JW Asset Management, LLC (the "Advisor") on behalf of itself and JW Partners, LP ("JWP"), JW Opportunities Master Fund, Ltd ("JWO"), JW GP, LLC (the "General Partner"), and Jason G. Wild ("Wild" and, together with the Advisor, JWP, JWO, and the General Partner, the "Reporting Persons"). The Advisor serves as the investment advisor of JWP and JWO. The General Partner serves as general partner to JWP and the manager of JWO. Wild is the managing member of the Advisor and the General Partner.
F2 The amount of 131,004 in item 4 of Table I reflects the 131,004 RSUs granted by the Issuer to Wild as director compensation requiring the filing of this statement. In accordance with Instruction 4(b)(iv) of Form 4, the entire amount of the Issuer's securities held by the Reporting Persons is reported herein. Each of the Advisor, Wild and the General Partner, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of its or his indirect pecuniary interest therein, and this report shall not be deemed an admission that either the Advisor, Wild or the General Partner are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
F3 The amount of 90,501,804 in item 5 of Table I includes 2,087,297 direct non-derivative securities beneficially owned by Wild, including the RSUs reported on this filing and those previously granted.
F4 The price of $2.29 in item 4 of Table I is the closing price of the Issuer's Common Shares on 08/10/2022.
F5 The RSUs were granted on 08/10/2022 and the date exercisable is 12/31/2022.