Ardsley Advisory Partners Lp - Oct 4, 2021 Form 3 Insider Report for MARRONE BIO INNOVATIONS INC (MBII)

Role
Other*, 10%+ Owner
Signature
/s/ Steve Napoli, Partner
Stock symbol
MBII
Transactions as of
Oct 4, 2021
Transactions value $
$0
Form type
3
Date filed
10/5/2021, 04:56 PM
Previous filing
Jun 11, 2021
Next filing
Nov 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MBII Common Stock 17.7M Oct 4, 2021 See Footnotes F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 3 is being filed by Ardsley Advisory Partners LP (the "Advisor") on behalf of itself and Ardsley Partners I GP LLC (the "General Partner"), Ardsley Partners Renewable Energy Fund, L.P. (the "Renewable Energy Fund"), Ardsley Ridgecrest Partners Fund, L.P. (the "Ridgecrest Fund"), and Philip J. Hempleman ("Hempleman" and, together with the Advisor, the General Partner, the Renewable Energy Fund, and the Ridgecrest Fund, the "Reporting Persons"). The General Partner serves as general partner to the Renewable Energy Fund and the Ridgecrest Fund. Hempleman is the Managing Partner of the Advisor and the General Partner.
F2 This amount reflects the amount of securities held by the Reporting Persons immediately following the transaction requiring the filing of this statement. In accordance with Instruction 5(b)(iv) of Form 3, the entire amount of the Issuer's securities held by Reporting Persons is reported herein. Each of the General Partner, the Advisor and Hempleman, disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either the General Partner and the Advisor are the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
F3 (Footnote 2 continued). Hempleman is the Managing Partner of the General Partner and the Advisor and disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that Hempleman is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.