| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Common Stock, par value $.01 per share | Options Exercise | $0 | +11.4K | +19.09% | $0.00 | 70.9K | Aug 21, 2024 | Direct | |
| transaction | AMZN | Common Stock, par value $.01 per share | Options Exercise | $0 | +3.24K | +4.57% | $0.00 | 74.1K | Aug 21, 2024 | Direct | |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$862K | -4.78K | -6.45% | $180.26 | 69.3K | Aug 21, 2024 | Direct | F1, F2 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$667K | -3.68K | -5.3% | $181.35 | 65.6K | Aug 21, 2024 | Direct | F1, F3 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$188K | -1.03K | -1.57% | $182.07 | 64.6K | Aug 21, 2024 | Direct | F1, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Restricted Stock Unit Award | Options Exercise | $0 | -11.4K | -16.43% | $0.00 | 57.8K | Aug 21, 2024 | Common Stock, par value $.01 per share | 11.4K | $0.00 | Direct | F5, F6 |
| transaction | AMZN | Restricted Stock Unit Award | Options Exercise | $0 | -3.24K | -3.39% | $0.00 | 92.3K | Aug 21, 2024 | Common Stock, par value $.01 per share | 3.24K | $0.00 | Direct | F5, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/13/2023. |
| F2 | Represents the weighted average sale price. The highest price at which shares were sold was $180.90 and the lowest price at which shares were sold was $179.94. |
| F3 | Represents the weighted average sale price. The highest price at which shares were sold was $181.81 and the lowest price at which shares were sold was $180.94. |
| F4 | Represents the weighted average sale price. The highest price at which shares were sold was $182.22 and the lowest price at which shares were sold was $181.94. |
| F5 | Converts into Common Stock on a one-for-one basis. |
| F6 | This award vests based upon the following vesting schedule: 2,960 shares on each of May 21, 2022, August 21, 2022, and November 21, 2022; 2,980 shares on February 21, 2023; 3,940 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 11,360 shares on each of May 21, 2024, August 21, 2024, and November 21, 2024; 11,380 shares on February 21, 2025; 8,760 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; and 8,780 shares on February 21, 2026. |
| F7 | This award vests based upon the following vesting schedule: 2,260 shares on May 21, 2023; 2,240 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024; 3,240 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 3,940 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 3,920 shares on February 21, 2026; 9,920 shares on May 21, 2026; 9,900 shares on each of August 21, 2026, November 21, 2026, and February 21, 2027; 7,640 shares on May 21, 2027; and 7,620 shares on each of August 21, 2027, November 21, 2027, and February 21, 2028. |
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.