| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Common Stock, par value $.01 per share | Options Exercise | $0 | +2.34K | +1.95% | $0.00 | 122K | May 21, 2024 | Direct | |
| transaction | AMZN | Common Stock, par value $.01 per share | Options Exercise | $0 | +360 | +0.29% | $0.00 | 122K | May 21, 2024 | Direct | |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$435K | -2.4K | -1.96% | $181.29 | 120K | May 21, 2024 | Direct | F1, F2 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$54.7K | -300 | -0.25% | $182.19 | 120K | May 21, 2024 | Direct | F1, F3 |
| holding | AMZN | Common Stock, par value $.01 per share | 2.66K | May 21, 2024 | Amazon.com 401(k) plan account |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Restricted Stock Unit Award | Options Exercise | $0 | -2.34K | -14.11% | $0.00 | 14.2K | May 21, 2024 | Common Stock, par value $.01 per share | 2.34K | $0.00 | Direct | F4, F5 |
| transaction | AMZN | Restricted Stock Unit Award | Options Exercise | $0 | -360 | -2.21% | $0.00 | 15.9K | May 21, 2024 | Common Stock, par value $.01 per share | 360 | $0.00 | Direct | F4, F6 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/13/2023. |
| F2 | Represents the weighted average sale price. The highest price at which shares were sold was $181.92 and the lowest price at which shares were sold was $180.96. |
| F3 | Represents the weighted average sale price. The highest price at which shares were sold was $182.32 and the lowest price at which shares were sold was $182.11. |
| F4 | Converts into Common Stock on a one-for-one basis. |
| F5 | This award vests based upon the following vesting schedule: 1,140 shares on May 21, 2022; 1,160 shares on each of August 21, 2022, November 21, 2022, and February 21, 2023; 1,260 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 2,340 shares on each of May 21, 2024 and August 21, 2024; 2,360 shares on each of November 21, 2024 and February 21, 2025; 1,780 shares on May 21, 2025; and 1,800 shares on each of August 21, 2025, November 21, 2025, and February 21, 2026. |
| F6 | This award vests based upon the following vesting schedule: 80 shares on each of May 21, 2023, August 21, 2023, and November 21, 2023; 60 shares on February 21, 2024; 360 shares on each of May 21, 2024 and August 21, 2024; 340 shares on each of November 21, 2024 and February 21, 2025; 560 shares on each of May 21, 2025 and August 21, 2025; 540 shares on each of November 21, 2025 and February 21, 2026; 1,820 shares on May 21, 2026; 1,800 shares on each of August 21, 2026, November 21, 2026, and February 21, 2027; and 1,360 shares on each of May 21, 2027, August 21, 2027, November 21, 2027, and February 21, 2028. |
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.