| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Common Stock, par value $.01 per share | Options Exercise | $0 | +13.8K | +2.7% | $0.00 | 523K | May 15, 2024 | Direct | |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$331K | -1.8K | -0.34% | $183.48 | 521K | May 15, 2024 | Direct | F1, F2 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$461K | -2.5K | -0.48% | $184.29 | 519K | May 15, 2024 | Direct | F1, F3 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$148K | -800 | -0.15% | $185.42 | 518K | May 15, 2024 | Direct | F1, F4 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$74.5K | -400 | -0.08% | $186.16 | 518K | May 15, 2024 | Direct | F1, F5 |
| holding | AMZN | Common Stock, par value $.01 per share | 6.57K | May 15, 2024 | Amazon.com 401(k) plan account |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Restricted Stock Unit Award | Options Exercise | $0 | -13.8K | -8.13% | $0.00 | 155K | May 15, 2024 | Common Stock, par value $.01 per share | 13.8K | $0.00 | Direct | F6, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/06/2023. |
| F2 | Represents the weighted average sale price. The highest price at which shares were sold was $183.91 and the lowest price at which shares were sold was $182.94. |
| F3 | Represents the weighted average sale price. The highest price at which shares were sold was $184.81 and the lowest price at which shares were sold was $183.97. |
| F4 | Represents the weighted average sale price. The highest price at which shares were sold was $185.87 and the lowest price at which shares were sold was $185.02. |
| F5 | Represents the weighted average sale price. The highest price at which shares were sold was $186.25 and the lowest price at which shares were sold was $186.04. |
| F6 | Converts into Common Stock on a one-for-one basis. |
| F7 | This award vests based upon the following vesting schedule: 39,466 shares on each of November 15, 2022 and February 15, 2023; 9,659 shares on each of May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024; 13,753 shares on each of May 15, 2024, August 15, 2024, and November 15, 2024; 13,752 shares on February 15, 2025; 11,960 shares on May 15, 2025; 11,959 shares on each of August 15, 2025, November 15, 2025, and February 15, 2026; 9,353 shares on May 15, 2026; 9,352 shares on each of August 15, 2026, November 15, 2026, and February 15, 2027; 7,218 shares on each of May 15, 2027, August 15, 2027, and November 15, 2027; and 7,217 shares on February 15, 2028. |
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.