| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Common Stock, par value $.01 per share | Options Exercise | $0 | +25K | +1.24% | $0.00 | 2.04M | Feb 21, 2024 | Direct | |
| transaction | AMZN | Common Stock, par value $.01 per share | Options Exercise | $0 | +20.1K | +0.99% | $0.00 | 2.06M | Feb 21, 2024 | Direct | |
| transaction | AMZN | Common Stock, par value $.01 per share | Options Exercise | $0 | +10K | +0.49% | $0.00 | 2.07M | Feb 21, 2024 | Direct | |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$1.92M | -11.4K | -0.55% | $168.16 | 2.05M | Feb 21, 2024 | Direct | F1, F2 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$1.24M | -7.3K | -0.36% | $169.28 | 2.05M | Feb 21, 2024 | Direct | F1, F3 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$569K | -3.35K | -0.16% | $169.82 | 2.04M | Feb 21, 2024 | Direct | F1, F4 |
| holding | AMZN | Common Stock, par value $.01 per share | 65.5K | Feb 21, 2024 | In trust | ||||||
| holding | AMZN | Common Stock, par value $.01 per share | 9.88K | Feb 21, 2024 | Amazon.com 401(k) plan account |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Restricted Stock Unit Award | Options Exercise | $0 | -25K | -100% | $0.00* | 0 | Feb 21, 2024 | Common Stock, par value $.01 per share | 25K | $0.00 | Direct | F5, F6 |
| transaction | AMZN | Restricted Stock Unit Award | Options Exercise | $0 | -20.1K | -100% | $0.00* | 0 | Feb 21, 2024 | Common Stock, par value $.01 per share | 20.1K | $0.00 | Direct | F5, F7 |
| transaction | AMZN | Restricted Stock Unit Award | Options Exercise | $0 | -10K | -0.84% | $0.00 | 1.18M | Feb 21, 2024 | Common Stock, par value $.01 per share | 10K | $0.00 | Direct | F5, F8 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/16/2023. |
| F2 | Represents the weighted average sale price. The highest price at which shares were sold was $168.61 and the lowest price at which shares were sold was $167.65. |
| F3 | Represents the weighted average sale price. The highest price at which shares were sold was $169.65 and the lowest price at which shares were sold was $168.66. |
| F4 | Represents the weighted average sale price. The highest price at which shares were sold was $170.01 and the lowest price at which shares were sold was $169.66. |
| F5 | Converts into Common Stock on a one-for-one basis. |
| F6 | This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 25,000 shares on each of May 21, 2021, August 21, 2021, November 21, 2021, February 21, 2022, May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024. |
| F7 | This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 20,100 shares on May 21, 2023; and 20,120 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024. |
| F8 | This award vests based upon the following vesting schedule: 10,000 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 20,000 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 25,000 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026; and 50,000 shares on each of May 21, 2026, August 21, 2026, November 21, 2026, February 21, 2027, May 21, 2027, August 21, 2027, November 21, 2027, February 21, 2028, May 21, 2028, August 21, 2028, November 21, 2028, February 21, 2029, May 21, 2029, August 21, 2029, November 21, 2029, February 21, 2030, May 21, 2030, August 21, 2030, November 21, 2030, and February 21, 2031. |
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.