| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$2.43M | -14.3K | -2.68% | $169.77 | 520K | Feb 7, 2024 | Direct | F1, F2 |
| transaction | AMZN | Common Stock, par value $.01 per share | Sale | -$1M | -5.89K | -1.13% | $170.51 | 514K | Feb 7, 2024 | Direct | F1, F3 |
| holding | AMZN | Common Stock, par value $.01 per share | 6.56K | Feb 7, 2024 | Amazon.com 401(k) plan account |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/06/2023. |
| F2 | Represents the weighted average sale price. The highest price at which shares were sold was $170.24 and the lowest price at which shares were sold was $169.25. |
| F3 | Represents the weighted average sale price. The highest price at which shares were sold was $170.82 and the lowest price at which shares were sold was $170.29. |
The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.