Andrew R. Jassy - 21 Nov 2023 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
President and CEO, Director
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for Andrew R. Jassy, President and CEO
Issuer symbol
AMZN
Transactions as of
21 Nov 2023
Net transactions value
-$3,129,008
Form type
4
Filing time
24 Nov 2023, 16:49:31 UTC
Previous filing
23 Aug 2023
Next filing
20 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +25,000 +1.2% $0.000000 2,055,868 21 Nov 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +20,120 +0.98% $0.000000 2,075,988 21 Nov 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +10,000 +0.48% $0.000000 2,085,988 21 Nov 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Sale $1,356,811 -9,548 -0.46% $142.10 2,076,440 21 Nov 2023 Direct F1, F2
transaction AMZN Common Stock, par value $.01 per share Sale $1,682,178 -11,759 -0.57% $143.05 2,064,681 21 Nov 2023 Direct F1, F3
transaction AMZN Common Stock, par value $.01 per share Sale $90,019 -626 -0.03% $143.80 2,064,055 21 Nov 2023 Direct F1, F4
holding AMZN Common Stock, par value $.01 per share 65,500 21 Nov 2023 In trust
holding AMZN Common Stock, par value $.01 per share 9,882 21 Nov 2023 Amazon.com 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -25,000 -50% $0.000000 25,000 21 Nov 2023 Common Stock, par value $.01 per share 25,000 $0.000000 Direct F5, F6
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -20,120 -50% $0.000000 20,120 21 Nov 2023 Common Stock, par value $.01 per share 20,120 $0.000000 Direct F5, F7
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -10,000 -0.83% $0.000000 1,190,000 21 Nov 2023 Common Stock, par value $.01 per share 10,000 $0.000000 Direct F5, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/08/2022.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $142.53 and the lowest price at which shares were sold was $141.54.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $143.53 and the lowest price at which shares were sold was $142.57.
F4 Represents the weighted average sale price. The highest price at which shares were sold was $143.81 and the lowest price at which shares were sold was $143.59.
F5 Converts into Common Stock on a one-for-one basis.
F6 This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 25,000 shares on each of May 21, 2021, August 21, 2021, November 21, 2021, February 21, 2022, May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024.
F7 This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 20,100 shares on May 21, 2023; and 20,120 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024.
F8 This award vests based upon the following vesting schedule: 10,000 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 20,000 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 25,000 shares on each of May 21, 2025, August 21, 2025, November 21, 2025, and February 21, 2026; and 50,000 shares on each of May 21, 2026, August 21, 2026, November 21, 2026, February 21, 2027, May 21, 2027, August 21, 2027, November 21, 2027, February 21, 2028, May 21, 2028, August 21, 2028, November 21, 2028, February 21, 2029, May 21, 2029, August 21, 2029, November 21, 2029, February 21, 2030, May 21, 2030, August 21, 2030, November 21, 2030, and February 21, 2031.

Remarks:

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.