David Zapolsky - 21 Nov 2023 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
Senior Vice President
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for David Zapolsky, Senior Vice President, Global Public Policy & General Counsel
Issuer symbol
AMZN
Transactions as of
21 Nov 2023
Net transactions value
-$3,635,785
Form type
4
Filing time
24 Nov 2023, 16:36:48 UTC
Previous filing
15 Nov 2023
Next filing
23 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +10,620 +17% $0.000000 72,200 21 Nov 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +3,940 +5.5% $0.000000 76,140 21 Nov 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +2,240 +2.9% $0.000000 78,380 21 Nov 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Sale $847,014 -5,920 -7.6% $143.08 72,460 21 Nov 2023 Direct F1, F2
transaction AMZN Common Stock, par value $.01 per share Sale $114,971 -800 -1.1% $143.71 71,660 21 Nov 2023 Direct F1, F3
transaction AMZN Common Stock, par value $.01 per share Sale $2,673,800 -18,440 -26% $145.00 53,220 22 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -10,620 -50% $0.000000 10,620 21 Nov 2023 Common Stock, par value $.01 per share 10,620 $0.000000 Direct F4, F5
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -3,940 -4.5% $0.000000 84,460 21 Nov 2023 Common Stock, par value $.01 per share 3,940 $0.000000 Direct F4, F6
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -2,240 -2.2% $0.000000 101,060 21 Nov 2023 Common Stock, par value $.01 per share 2,240 $0.000000 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/10/2022.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $143.55 and the lowest price at which shares were sold was $142.57.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $143.76 and the lowest price at which shares were sold was $143.57.
F4 Converts into Common Stock on a one-for-one basis.
F5 This award vests based upon the following vesting schedule and the satisfaction of certain business criteria: 13,760 shares on each of May 21, 2022 and August 21, 2022; 13,780 shares on each of November 21, 2022 and February 21, 2023; 10,600 shares on May 21, 2023; and 10,620 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024.
F6 This award vests based upon the following vesting schedule: 2,960 shares on each of May 21, 2022, August 21, 2022, and November 21, 2022; 2,980 shares on February 21, 2023; 3,940 shares on each of May 21, 2023, August 21, 2023, November 21, 2023, and February 21, 2024; 11,360 shares on each of May 21, 2024, August 21, 2024, and November 21, 2024; 11,380 shares on February 21, 2025; 8,760 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; and 8,780 shares on February 21, 2026.
F7 This award vests based upon the following vesting schedule: 2,260 shares on May 21, 2023; 2,240 shares on each of August 21, 2023, November 21, 2023, and February 21, 2024; 3,240 shares on each of May 21, 2024, August 21, 2024, November 21, 2024, and February 21, 2025; 3,940 shares on each of May 21, 2025, August 21, 2025, and November 21, 2025; 3,920 shares on February 21, 2026; 9,920 shares on May 21, 2026; 9,900 shares on each of August 21, 2026, November 21, 2026, and February 21, 2027; 7,640 shares on May 21, 2027; and 7,620 shares on each of August 21, 2027, November 21, 2027, and February 21, 2028.

Remarks:

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.