Shawn R. Phillips - Nov 25, 2024 Form 4 Insider Report for CARRIAGE SERVICES INC (CSV)

Role
Sr. VP & Regional Partner
Signature
/s/ Shawn R. Phillips
Stock symbol
CSV
Transactions as of
Nov 25, 2024
Transactions value $
$163,708
Form type
4
Date filed
11/27/2024, 04:26 PM
Previous filing
Nov 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CSV Common Stock Options Exercise $141K +7.02K +8.45% $20.06 90.1K Nov 25, 2024 Direct
transaction CSV Common Stock Options Exercise $22.9K +900 +1% $25.43 91K Nov 25, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CSV Stock Options Options Exercise $0 -7.02K -100% $0.00 0 Nov 25, 2024 Common Stock 7.02K $20.06 Direct F1
transaction CSV Stock Options Options Exercise $0 -900 -27.09% $0.00 2.42K Nov 25, 2024 Common Stock 900 $25.43 Direct F2
holding CSV Stock Options 28.6K Nov 25, 2024 Common Stock 28.6K $26.54 Direct F3
holding CSV Stock Options 50K Nov 25, 2024 Common Stock 50K $34.79 Direct F4
holding CSV Performance Award 45.3K Nov 25, 2024 Common Stock 45.3K Direct F5
holding CSV Stock Options 25K Nov 25, 2024 Common Stock 25K $49.48 Direct F6
holding CSV Stock Options 16.2K Nov 25, 2024 Common Stock 16.2K $32.69 Direct F7
holding CSV Stock Options 26.1K Nov 25, 2024 Common Stock 26.1K $24.48 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Options granted on 2/23/2016 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 2/23/2017. 7,020 options were exercised on 11/25/2024. These options expire on 2/23/2026.
F2 Stock Options granted on 2/14/2018 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which vested in equal increments each year over five years beginning 2/14/2019. 900 options were exercised on 11/25/2024. These options expire on 2/14/2028.
F3 Stock Options granted on 3/21/2017 pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested in equal increments each year over five years beginning 3/21/2018. These options expire on 3/21/2027.
F4 Stock Options granted on 2/17/2021 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over five years beginning 2/17/2022. These options expire on 2/17/2031.
F5 Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2024 provided that the Company's common stock reaches one of five pre-determined growth targets for a sustained period beginning on the grant date of May 19, 2020 and ending on December 31, 2024.
F6 Stock Options granted on 2/23/2022 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over seven years beginning 2/23/2023. These options expire on 2/23/2032.
F7 Stock Options granted on 2/22/2023 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/22/2024. These options expire on 2/22/2033.
F8 Stock Options granted on 2/21/2024 pursuant to the Carriage Services, Inc. 2017 Omnibus Incentive Plan which will vest in equal increments each year over three years beginning 2/21/2025. These options expire on 2/21/2034.