Guy Eisenhuth - Dec 2, 2022 Form 4 Insider Report for WINTRUST FINANCIAL CORP (WTFC)

Signature
/s/Kathleen M. Boege, Attorney-in-fact
Stock symbol
WTFC
Transactions as of
Dec 2, 2022
Transactions value $
-$20,077
Form type
4
Date filed
3/9/2023, 04:52 PM
Previous filing
Jan 31, 2022
Next filing
Jan 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WTFC Common Stock Options Exercise $57.2K +1.4K +7.77% $40.87 19.4K Dec 2, 2022 Direct F1
transaction WTFC Common Stock Tax liability -$77.3K -860 -4.43% $89.83 18.5K Dec 2, 2022 Direct F1
holding WTFC Common Stock 27 Dec 2, 2022 by 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WTFC Non-Qualified Stock Option (right to buy) Options Exercise $0 -1.4K -100% $0.00* 0 Dec 2, 2022 Common Stock 1.4K $40.87 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The acquisition and disposition of shares represent a portion of non-qualified stock option (right to buy) units originally granted in January 2016. The option exercise and the disposition of the shares acquired in connection with such exercise were inadvertently omitted from prior reports.