Chidozie Ugwumba - Sep 30, 2024 Form 4 Insider Report for Clene Inc. (CLNN)

Role
10%+ Owner
Signature
Chidozie Ugwumba
Stock symbol
CLNN
Transactions as of
Sep 30, 2024
Transactions value $
$0
Form type
4
Date filed
10/2/2024, 03:58 PM
Previous filing
Sep 8, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLNN Warrants (Right to buy) Award +424K 424K Sep 30, 2024 Common Stock 424K $4.82 By Symbiosis II, LLC F1
transaction CLNN Warrants (Right to buy) Award +424K 424K Sep 30, 2024 Common Stock 424K $4.71 By Symbiosis II, LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are included within 424,358 units purchased by the reporting person for $4.712 per Unit. Each Unit consists of one prefunded warrant exercisable at $4.712 and one warrant exercisable at $4.82.
F2 There is no expiration date on this prefunded warrant.