Chidozie Ugwumba - 30 Sep 2024 Form 4 Insider Report for Clene Inc. (CLNN)

Role
10%+ Owner
Signature
Chidozie Ugwumba
Issuer symbol
CLNN
Transactions as of
30 Sep 2024
Net transactions value
$0
Form type
4
Filing time
02 Oct 2024, 15:58:23 UTC
Previous filing
08 Sep 2023
Next filing
18 Dec 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLNN Warrants (Right to buy) Award +424,358 424,358 30 Sep 2024 Common Stock 424,358 $4.82 By Symbiosis II, LLC F1
transaction CLNN Warrants (Right to buy) Award +424,358 424,358 30 Sep 2024 Common Stock 424,358 $4.71 By Symbiosis II, LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities are included within 424,358 units purchased by the reporting person for $4.712 per Unit. Each Unit consists of one prefunded warrant exercisable at $4.712 and one warrant exercisable at $4.82.
F2 There is no expiration date on this prefunded warrant.