Chidozie Ugwumba - 31 Dec 2021 Form 4 Insider Report for Clene Inc. (CLNN)

Role
Director
Signature
/s/ Chidozie Ugwumba
Issuer symbol
CLNN
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
4
Filing time
22 Feb 2022, 15:56:43 UTC
Previous filing
05 Nov 2021
Next filing
04 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLNN Common Stock Other $0 +4,528,809 $0.000000 4,528,809 31 Dec 2021 By SymBiosis II, LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are directly held by SymBiosis II, LLC. Previously, the beneficial owner of these shares was Thomas Layton Walton, by virtue of his sole voting power and dispositive power through SymBiosis II, LLC. Although SymBiosis II, LLC continues to hold these shares directly and Thomas Layton Walton continues to hold his pecuniary interest in these shares, the reporting person now exercises sole voting power and dispositive power through SymBiosis II, LLC through a transition of that power to the reporting person (and not through a sale or other transfer of these shares).