Thomas Layton Walton - Jul 28, 2021 Form 3 Insider Report for BiomX Inc. (PHGE)

Role
10%+ Owner
Signature
/s/ Thomas Layton Walton
Stock symbol
PHGE
Transactions as of
Jul 28, 2021
Transactions value $
$0
Form type
3
Date filed
8/9/2021, 12:25 PM
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PHGE Common Stock, $0.0001 par value 3.64M Jul 28, 2021 By SymBiosis, LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PHGE Warrants to purchase Common Stock Jul 28, 2021 Common Stock 1.88M $5.00 By SymBiosis, LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of common stock are beneficially owned by the reporting person include (i) 1,137,846 shares of common stock already beneficially owned by the reporting person prior to July 28, 2021, and (ii) 2,500,000 shares of common stock beneficially owned by the reporting person that were purchased in the registered direct offering by BiomX Inc. that closed on July 28, 2021. The securities are directly held by SymBiosis, LLC, over which the reporting person exercises sole investment power.
F2 The warrants are directly held by SymBiosis, LLC, over which the reporting person exercises sole investment power.