Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FUNC | Common Stock | Purchase | $3.99K | +261 | +0.65% | $15.27 | 40.5K | Jun 15, 2023 | Direct | |
holding | FUNC | Common Stock | 78.6 | Jun 15, 2023 | By spouse as UTMA custodian for son | ||||||
holding | FUNC | Common Stock | 862 | Jun 15, 2023 | By 401(k) |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).