PATRICK WALTERS - 25 Mar 2025 Form 3 Insider Report for NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI)

Role
COO
Signature
/S/ PATRICK WALTERS
Issuer symbol
NTHI
Transactions as of
25 Mar 2025
Net transactions value
$0
Form type
3
Filing time
25 Mar 2025, 16:48:50 UTC
Next filing
08 Apr 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NTHI Common Stock 797,488 25 Mar 2025 Direct F1
holding NTHI Common Stock 67,900 25 Mar 2025 By HCWG LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NTHI Common Stock 25 Mar 2025 Common Stock 100,000 $0.000000 Direct F3, F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 200,000 shares of restricted common stock (the "Shares") granted pursuant to Issuer's 2023 Equity Incentive Plan ("Incentive Plan"), of which (i) 100,000 shares vest on a date that is seven months after the effective date of Issuer's initial listing, and (ii) 100,000 shares vest over the following 12 months in approximately equal tranches on the first day of each month commencing on the eighth month after the effective date of Issuer's initial listing.
F2 Such shares represent only Reporting Person's percentage interest in HCWG LLC.
F3 Restricted common stock granted pursuant to Issuer's Incentive Plan. Vesting of such shares is based on achievement of certain performance criteria (other than the price of Issuer's common stock), as determined solely by Issuer's Compensation Committee on the second Monday of June and December of each calendar year.
F4 See footnote 3.
F5 Not applicable.
F6 This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied