Key facts
- This page summarizes Patrick Walters's Form 3 filing for NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 25 Mar 2025, 16:48.
Patrick Walters - 25 Mar 2025 Form 3 Insider Report for NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI)
- SEC form
- 3
- Accepted by SEC
- 25 Mar 2025, 16:48:50 UTC
- Next SEC filing
- 08 Apr 2025
- Source filing
- View source filing
- Reporting owner signature
- /S/ PATRICK WALTERS
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Patrick Walters filed Form 3 for NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI) on 25 Mar 2025.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
NTHI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 797,488
- Date
- 25 Mar 2025
- Ownership
- Direct
- Footnotes
- F1
NTHI
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 67,900
- Date
- 25 Mar 2025
- Ownership
- By HCWG LLC
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
NTHI
holding
Derivative
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 25 Mar 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 100,000
- Exercise price
- $0.000000
- Footnotes
- F3, F4, F5, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Includes 200,000 shares of restricted common stock (the "Shares") granted pursuant to Issuer's 2023 Equity Incentive Plan ("Incentive Plan"), of which (i) 100,000 shares vest on a date that is seven months after the effective date of Issuer's initial listing, and (ii) 100,000 shares vest over the following 12 months in approximately equal tranches on the first day of each month commencing on the eighth month after the effective date of Issuer's initial listing.
Footnote F2
Such shares represent only Reporting Person's percentage interest in HCWG LLC.
Footnote F3
Restricted common stock granted pursuant to Issuer's Incentive Plan. Vesting of such shares is based on achievement of certain performance criteria (other than the price of Issuer's common stock), as determined solely by Issuer's Compensation Committee on the second Monday of June and December of each calendar year.
Footnote F4
See footnote 3.
Footnote F5
Not applicable.
Footnote F6
This is a target number only. The actual number of shares of common stock deliverable is subject to adjustment as described in Reporting Person's Restricted Stock Award Agreement. Reporting Person may acquire shares of Issuer's common stock to the extent that the performance criteria are satisfied