Amir F. Heshmatpour - 25 Mar 2025 Form 3 Insider Report for NEONC TECHNOLOGIES HOLDINGS, INC. (NTHI)

Role
Executive Chair, Secretary, Director, 10%+ Owner
Signature
/S/ AMIR F HESHMATPOUR
Issuer symbol
NTHI
Transactions as of
25 Mar 2025
Net transactions value
$0
Form type
3
Filing time
25 Mar 2025, 16:42:39 UTC
Next filing
08 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NTHI Common Stock 2,025,000 25 Mar 2025 Direct F1
holding NTHI Common Stock 3,714,020 25 Mar 2025 By AFH Holdings & Advisory, LLC. F2
holding NTHI Common Stock 550,000 25 Mar 2025 By KIG LLC. F3
holding NTHI Common Stock 220,454 25 Mar 2025 By HCWG LLC. F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes (i) 500,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein, and (ii) 1,200,000 shares of restricted stock (the "Shares") granted pursuant to Issuer's 2023 Equity Incentive Plan. The Shares vest on a date that is seven months after the effective date of Issuer's initial listing.
F2 Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.
F3 Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
F4 Such shares represent only Reporting Person's percentage interest in HCWG LLC.