Kyle Michael Wool - 24 Mar 2025 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
25 Mar 2025, 16:15:04 UTC
Prior SEC filing
12 Feb 2025
Next SEC filing
16 Apr 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kyle Wool

Key filing fact

Kyle Michael Wool filed Form 4 for Dominari Holdings Inc. (DOMH) on 25 Mar 2025.

Key facts

  • This page summarizes Kyle Michael Wool's Form 4 filing for Dominari Holdings Inc. (DOMH).
  • 1 reported transaction and 2 derivative rows are listed below.
  • Accepted by SEC: 25 Mar 2025, 16:15.

Change

  • Previous filing in this sequence was filed on 12 Feb 2025.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DOMH transaction

Common Stock

Award

Transaction value
Shares
+154,559
Change %
+7%
Price
Shares after
2,355,328
Date
12 Feb 2025
Ownership
Direct
Footnotes
F1, F2
DOMH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
27,750
Date
24 Mar 2025
Ownership
By Mr. Wool's SEP-IRA
Footnotes
F3
DOMH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
13,750
Date
24 Mar 2025
Ownership
By Ms. Yu's Pension
Footnotes
F4
DOMH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
24,000
Date
24 Mar 2025
Ownership
By Mr. Wool's Rollover IRA
Footnotes
F5
DOMH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,477
Date
24 Mar 2025
Ownership
Catatonk Creek LLC
Footnotes
F6
DOMH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,476
Date
24 Mar 2025
Ownership
Tioga 22 LLC
Footnotes
F6
DOMH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,559
Date
24 Mar 2025
Ownership
Wool c/f Alison Cottone UTMA/NY Age 18
Footnotes
F7
DOMH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,477
Date
24 Mar 2025
Ownership
Dongam, LLC
Footnotes
F8

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DOMH holding Derivative

Series A Warrants (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
288,184
Date
24 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
288,184
Exercise price
Footnotes
F9
DOMH holding Derivative

Series B Warrants (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
288,184
Date
24 Mar 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
288,184
Exercise price
Footnotes
F9
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

On March 24, 2025, Mr. Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.

Footnote F2

Of the 2,355,328 shares reported as beneficially owned directly, 1,113,339 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.

Footnote F3

The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.

Footnote F4

The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.

Footnote F5

The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.

Footnote F6

Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.

Footnote F7

Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.

Footnote F8

Ms. Yu is the sole member of Dongam, LLC.

Footnote F9

Mr. Wool holds Series A Warrants, which have an exercise price of $3.72 per share and expire February 14, 2030, and Series B Warrants, which have an exercise price of $4.22 and expire February 14, 2030, of the Issuer which were purchased in the Issuer's private placement offering consummated in February 2025, at a combined offering price of $3.47.

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