John Ciccio - Jul 31, 2024 Form 3 Insider Report for OS Therapies Inc (OSTX)

Role
Director
Signature
/s/ John Ciccio
Stock symbol
OSTX
Transactions as of
Jul 31, 2024
Transactions value $
$0
Form type
3
Date filed
8/1/2024, 09:11 AM
Next filing
Aug 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OSTX Common stock, par value $0.001 per share ("Common Stock") 20K Jul 31, 2024 Direct
holding OSTX Common Stock 37.5K Jul 31, 2024 Mill River Partners LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OSTX Convertible Promissory Note Jul 31, 2024 Common Stock $25K Mill River Partners LLC F1, F2
holding OSTX Convertible Promissory Note Jul 31, 2024 Common Stock $75K Mill River Partners LLC F1, F2
holding OSTX Convertible Promissory Note Jul 31, 2024 Common Stock $50K Mill River Partners LLC F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 John Ciccio serves on the board of managers of Mill River Partners LLC and shares voting and investment power with respect to these shares.
F2 Represents the outstanding principal amount of convertible promissory notes held by Mill River Partners LLC, which will automatically convert upon consummation of the Issuer's initial public offering into shares of Common Stock at a conversion price of 80% of the price per share in the Issuer's initial public offering, subject to a valuation ceiling of $19 million.
F3 Represents the outstanding principal amount of a convertible promissory note held by Mill River Partners LLC, which will automatically convert upon consummation of the Issuer's initial public offering into shares of Common Stock at a conversion price of 50% of the price per share in the Issuer's initial public offering, subject to a valuation ceiling of $50 million.