Myron Z. Holubiak - 10 Oct 2023 Form 4 Insider Report for Citius Pharmaceuticals, Inc. (CTXR)

Role: Vice Chairman, Director
Signature: /s/ Alexander M. Donaldson, by power of attorney
Issuer symbol: CTXR
Transactions as of: 10 Oct 2023
Net transactions value: $0
Form type: 4
Filing time: 12 Oct 2023, 16:15:31 UTC
Previous filing: 06 Oct 2022
Next filing: 05 Apr 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CTXR	Common Stock						1,992,243	10 Oct 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CTXR	Options to Purchase Common Stock	Award	$0	+400,000		$0.000000	400,000	10 Oct 2023	Common Stock	400,000	$0.7000	Direct	F11
holding	CTXR	Warrant to Purchase Common Stock						784,314	10 Oct 2023	Common Stock	784,314	$1.15	Direct	F1
holding	CTXR	Options to Purchase Common Stock						26,667	10 Oct 2023	Common Stock	26,667	$8.10	Direct	F2
holding	CTXR	Options to Purchase Common Stock						40,000	10 Oct 2023	Common Stock	40,000	$3.45	Direct	F3
holding	CTXR	Options to Purchase Common Stock						150,000	10 Oct 2023	Common Stock	150,000	$1.62	Direct	F4
holding	CTXR	Warrant to Purchase Common Stock						129,450	10 Oct 2023	Common Stock	129,450	$1.42	Direct	F1
holding	CTXR	Warrant to Purchase Common Stock						558,597	10 Oct 2023	Common Stock	558,597	$0.7700	Direct	F1
holding	CTXR	Options to Purchase Common Stock						175,000	10 Oct 2023	Common Stock	175,000	$0.6700	Direct	F5
holding	CTXR	Options to Purchase Common Stock						200,000	10 Oct 2023	Common Stock	200,000	$1.01	Direct	F6
holding	CTXR	Options to Purchase Common Stock						300,000	10 Oct 2023	Common Stock	300,000	$2.00	Direct	F7
holding	CTXR	Options to Purchase Common Stock						10,000	10 Oct 2023	Common Stock	10,000	$2.00	See footnote	F8
holding	CTXR	Options to Purchase Common Stock						650,000	10 Oct 2023	Common Stock	650,000	$2.04	Direct	F9
holding	CTXR	Options to Purchase Common Stock						15,000	10 Oct 2023	Common Stock	15,000	$2.04	See footnote	F8
holding	CTXR	Options to Purchase Common Stock						400,000	10 Oct 2023	Common Stock	400,000	$1.25	Direct	F10

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The warrant is fully vested and exercisable immediately.
F2	The options vested in full On December 31, 2016.
F3	The options vested in full on September 13, 2020.
F4	The options vested in full on September 4, 2021.
F5	The options vested in full on October 8, 2022.
F6	The options vested in full on October 6, 2023.
F7	The options were granted on July 22, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
F8	The options are held by the Reporting Person's daughter. The Reporting Person disclaims beneficial ownership in these shares.
F9	The options were granted on October 11, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
F10	The options were granted on October 4, 2022. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
F11	The options were granted on October 10, 2023. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.