Myron Z. Holubiak - Oct 10, 2023 Form 4 Insider Report for Citius Pharmaceuticals, Inc. (CTXR)

Role
Vice Chairman, Director
Signature
/s/ Alexander M. Donaldson, by power of attorney
Stock symbol
CTXR
Transactions as of
Oct 10, 2023
Transactions value $
$0
Form type
4
Date filed
10/12/2023, 04:15 PM
Previous filing
Oct 6, 2022
Next filing
Apr 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CTXR Common Stock 1.99M Oct 10, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTXR Options to Purchase Common Stock Award $0 +400K $0.00 400K Oct 10, 2023 Common Stock 400K $0.70 Direct F11
holding CTXR Warrant to Purchase Common Stock 784K Oct 10, 2023 Common Stock 784K $1.15 Direct F1
holding CTXR Options to Purchase Common Stock 26.7K Oct 10, 2023 Common Stock 26.7K $8.10 Direct F2
holding CTXR Options to Purchase Common Stock 40K Oct 10, 2023 Common Stock 40K $3.45 Direct F3
holding CTXR Options to Purchase Common Stock 150K Oct 10, 2023 Common Stock 150K $1.62 Direct F4
holding CTXR Warrant to Purchase Common Stock 129K Oct 10, 2023 Common Stock 129K $1.42 Direct F1
holding CTXR Warrant to Purchase Common Stock 559K Oct 10, 2023 Common Stock 559K $0.77 Direct F1
holding CTXR Options to Purchase Common Stock 175K Oct 10, 2023 Common Stock 175K $0.67 Direct F5
holding CTXR Options to Purchase Common Stock 200K Oct 10, 2023 Common Stock 200K $1.01 Direct F6
holding CTXR Options to Purchase Common Stock 300K Oct 10, 2023 Common Stock 300K $2.00 Direct F7
holding CTXR Options to Purchase Common Stock 10K Oct 10, 2023 Common Stock 10K $2.00 See footnote F8
holding CTXR Options to Purchase Common Stock 650K Oct 10, 2023 Common Stock 650K $2.04 Direct F9
holding CTXR Options to Purchase Common Stock 15K Oct 10, 2023 Common Stock 15K $2.04 See footnote F8
holding CTXR Options to Purchase Common Stock 400K Oct 10, 2023 Common Stock 400K $1.25 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The warrant is fully vested and exercisable immediately.
F2 The options vested in full On December 31, 2016.
F3 The options vested in full on September 13, 2020.
F4 The options vested in full on September 4, 2021.
F5 The options vested in full on October 8, 2022.
F6 The options vested in full on October 6, 2023.
F7 The options were granted on July 22, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
F8 The options are held by the Reporting Person's daughter. The Reporting Person disclaims beneficial ownership in these shares.
F9 The options were granted on October 11, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
F10 The options were granted on October 4, 2022. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.
F11 The options were granted on October 10, 2023. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date.