-
Signature
-
/s/Gregory J. Quarles
-
Stock symbol
-
AERG
-
Transactions as of
-
Oct 4, 2023
-
Transactions value $
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-$20,200
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Form type
-
4
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Date filed
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10/4/2023, 04:53 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AERG |
Common Stock, par value $0.001 per share |
Options Exercise |
$3.5K |
+10K |
|
$0.35* |
10K |
Oct 2, 2023 |
Direct |
|
| transaction |
AERG |
Common Stock, par value $0.001 per share |
Sale |
-$23.7K |
-10K |
-100% |
$2.37 |
0 |
Oct 2, 2023 |
Direct |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AERG |
Non-Qualified Stock Options |
Options Exercise |
|
-10K |
-0.2% |
|
4.99M |
Oct 2, 2023 |
Common Stock, par value $.001 per share |
10K |
$0.35 |
Direct |
F1 |
| holding |
AERG |
Restricted Stock Units |
|
|
|
|
|
1.95M |
Oct 4, 2023 |
Common Stock, par value $.001 per share |
|
$0.00 |
Direct |
F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: