Christian S. Fong - 30 Sep 2023 Form 4 Insider Report for SPRUCE POWER HOLDING CORP (SPRU)

Role
President and CEO, Director
Signature
/s/ Christian S. Fong
Issuer symbol
SPRU
Transactions as of
30 Sep 2023
Net transactions value
-$8,500
Form type
4
Filing time
03 Oct 2023, 16:26:29 UTC
Previous filing
03 Oct 2023
Next filing
08 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPRU Common Stock Tax liability $8,500 -12,500 -0.86% $0.6800 1,448,495 30 Sep 2023 Direct F1
holding SPRU Common Stock 600 30 Sep 2023 Note F2
holding SPRU Common Stock 160,000 30 Sep 2023 Note F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities were withheld to pay the reporting person's tax withholding obligations with respect to the vesting of restricted stock units (RSUs) on September 30, 2023. The applicable RSUs were reported on the Form 4 filed September 13, 2022.
F2 The shares are held by the reporting person's sons, who may be deemed to share the reporting person's household. The reporting person disclaims beneficial ownership of the shares held by his sons, and this report should not be deemed an admission that the reporting person is the beneficial owner of his sons' shares for purposes of Section 16 or for any other purpose.
F3 The shares are held by a revocable family trust. The reporting person disclaims beneficial ownership of the shares held by this trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of this trust's shares for purposes of Section 16 or for any other purpose.