Peter Rettaliata - 01 Oct 2021 Form 4 Insider Report for AIR INDUSTRIES GROUP (AIRI)

Role
Director
Signature
/s/ Peter Rettaliata
Issuer symbol
AIRI
Transactions as of
01 Oct 2021
Net transactions value
+$9,376
Form type
4
Filing time
04 Oct 2021, 16:20:50 UTC
Previous filing
08 Jul 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AIRI Common Stock Other $9,376 +8,763 +6.2% $1.07 149,790 01 Oct 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AIRI Stock Options (right to purchase) 1,000 01 Oct 2021 Common Stock 1,000 $1.25 Direct F2
holding AIRI Stock Options (right to purchase) 10,000 01 Oct 2021 Common Stock 10,000 $1.32 Direct F3
holding AIRI Stock Options (right to purchase) 50,000 01 Oct 2021 Common Stock 50,000 $1.42 Direct F4
holding AIRI Stock Options (right to purchase) 10,000 01 Oct 2021 Common Stock 10,000 $1.59 Direct
holding AIRI Stock Options (right to purchase) 10,000 01 Oct 2021 Common Stock 10,000 $1.28 Direct
holding AIRI Stock Options (right to purchase) 10,000 01 Oct 2021 Common Stock 10,000 $2.38 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares received in lieu of cash payment of director's fees.
F2 Vests as to 500 charges on September 30, 2021, and an additional 500 shares of December 31, 2021.
F3 Vests as to 2,500 shares on March 31, 2021, an additional 2,500 shares on each of June 30, 2021, September 30, 2021 and December 31, 2021.
F4 Vests in annual installments of 10,000 shares commencing July 24, 2018.