Rachel R. Stern - 12 Aug 2021 Form 4 Insider Report for FACTSET RESEARCH SYSTEMS INC (FDS)

Role
EVP, Chief Legal Officer
Signature
/s/ Rachel R. Stern
Issuer symbol
FDS
Transactions as of
12 Aug 2021
Net transactions value
-$1,509,203
Form type
4
Filing time
13 Aug 2021, 17:15:38 UTC
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FDS Common Stock Options Exercise $383,425 +2,920 $131.31 2,920 12 Aug 2021 Direct
transaction FDS Common Stock Options Exercise $465,331 +2,656 +91% $175.20 5,576 12 Aug 2021 Direct
transaction FDS Common Stock Options Exercise $113,707 +1,233 +22% $92.22* 6,809 12 Aug 2021 Direct
transaction FDS Common Stock Sale $2,471,667 -6,809 -100% $363.00 0 12 Aug 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FDS Employee Stock Option (right to buy) Options Exercise $0 -2,920 -100% $0.000000* 0 12 Aug 2021 Common Stock 2,920 $131.31 Direct F1
transaction FDS Employee Stock Option (right to buy) Options Exercise $0 -2,656 -100% $0.000000* 0 12 Aug 2021 Common Stock 2,656 $175.20 Direct F2
transaction FDS Employee Stock Option (right to buy) Options Exercise $0 -1,233 -100% $0.000000* 0 12 Aug 2021 Common Stock 1,233 $92.22 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options were granted on November 3, 2014 and vest over a five year period with 60% exercisable on the third anniversary of the date of grant and 40% exercisable on the fifth anniversary of the date of grant.
F2 Options were granted on November 2, 2015 and vest ratably at 20% per year over five years upon the anniversary of the date of grant.
F3 Options were granted on November 1, 2012 and are performance-based awards which vest based on the achievement by the issuer of certain financial performance criteria. These options vest over a five year period, with 40% exercisable on the second anniversary of the date of grant, with the remainder vesting at a rate of 1.67% per month thereafter.