Key facts
- This page summarizes Robert C. Flexon's Form 4 filing for Capstone Green Energy Corp (CGEH).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 07 Dec 2023, 17:43.
Robert C. Flexon - 07 Dec 2023 Form 4 Insider Report for Capstone Green Energy Corp (CGEH)
- Reporting relationship
- Interim President and CEO, Director
- Issuer ticker
- CGEH
- Reported as of
- 07 Dec 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 07 Dec 2023, 17:43:08 UTC
- Prior SEC filing
- 17 Jul 2023
- Next SEC filing
- 21 May 2024
- Source filing
- View source filing
- Reporting owner signature
- Robert C. Flexon, Reporting Person
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert C. Flexon filed Form 4 for Capstone Green Energy Corp (CGEH) on 07 Dec 2023.
Change
- Previous filing in this sequence was filed on 17 Jul 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CGRNQ
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -61,798
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On September 28, 2023, Capstone Green Energy Corporation (the Issuer) and its wholly-owned subsidiaries, Capstone Turbine International, Inc. (Capstone Turbine International) and Capstone Turbine Financial Services, LLC (together with Capstone Turbine International and the Issuer, the Debtors) filed voluntary petitions (the Chapter 11 Cases) for relief under chapter 11 of title 11 (Chapter 11) of the United States Code in the United States Bankruptcy Court for the District of Delaware (the Bankruptcy Court). On November 14, 2023, the Bankruptcy Court entered an order (the Confirmation Order) confirming the Chapter 11 plan of reorganization of the Debtors in the Chapter 11 Cases, including its supplement and all exhibits and schedules thereto, and all other documents filed in connection with such plan (the Plan). On December 7, 2023 (the Effective Date), the Plan was consummated and became effective in accordance with its terms, and the Debtors emerged from the Chapter 11 Cases.
Footnote F2
On the Effective Date, in connection with the satisfaction of the conditions to effectiveness set forth in the Conformation Order and the Plan, the Issuer completed a series of transactions pursuant to which, among other things, the Issuer became a private company that continues to own certain assets of the Issuer and (i) all of the Issuers common shares outstanding prior to the Effective Date were canceled, released, and extinguished, and of no further force or effect and (ii) all of the Issuers equity award agreements under any incentive plan, and the awards granted pursuant thereto, were extinguished, canceled, and discharged and have no further force or effect. In addition, Capstone Turbine International was renamed Capstone Green Energy Holdings, Inc. (Holdings) and is the successor to the Issuer pursuant to Rule 12g-3 under the Securities Exchange Act of 1934, as amended.
Footnote F3
This Form 4 shall constitute an exit filing for the Reporting Person with respect to the Issuer. Mr. Flexon will continue as a Director and as Interim President and Chief Executive Officer of Holdings.