Key facts
- This page summarizes Michael Gorzynski's Form 4 filing for HC2 HOLDINGS, INC. (VATE).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 28 Jun 2021, 17:01.
Michael Gorzynski - 17 Jun 2021 Form 4 Insider Report for HC2 HOLDINGS, INC. (VATE)
- Reporting relationship
- Director
- Issuer ticker
- VATE
- Reported as of
- 17 Jun 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 Jun 2021, 17:01:43 UTC
- Next SEC filing
- 06 Jul 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael Gorzynski
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Michael Gorzynski filed Form 4 for HC2 HOLDINGS, INC. (VATE) on 28 Jun 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VATE
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +22,556
- Change %
- +67%
- Price
- $0.000000
- Shares after
- 56,303
- Date
- 17 Jun 2021
- Ownership
- Direct
- Footnotes
- F1
VATE
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,073,217
- Date
- 17 Jun 2021
- Ownership
- Percy Rockdale LLC and Rio Royal LLC
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).
Footnote F2
These securities are directly owned solely by (i) Percy Rockdale LLC ("Percy Rockdale") and (ii) Rio Royal LLC ("Rio Royal"). As of the date hereof, Percy Rockdale beneficially owns 5,048,755 shares of Common Stock and Rio Royal beneficially owns 24,462 shares of Common Stock. Mr. Gorzynski, as the sole Manager of Percy Rockdale and the sole Director of MG Capital Management, may be deemed to beneficially own the shares of Common Stock directly held by each of Percy Rockdale and Rio Royal.
Footnote F3
Each of Percy Rockdale, Rio Royal and Mr. Gorzynski may be deemed to be a member of a "group" for purposes of Section 13(d) of the Exchange Act and may be deemed the beneficial owner of the shares directly owned by the other persons. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the reporting person disclaims beneficial ownership of any securities reported herein, except to the extent that the reporting person has a pecuniary interest therein. This report shall not be deemed an admission that such reporting person is the beneficial owner of any securities not directly owned by such reporting person.