Kurt F. Wozniak - Jun 3, 2022 Form 4 Insider Report for COLUMBUS MCKINNON CORP (CMCO)

Role
President Industrial Products
Signature
Kurt F. Wozniak
Stock symbol
CMCO
Transactions as of
Jun 3, 2022
Transactions value $
-$59,685
Form type
4
Date filed
6/7/2022, 04:38 PM
Previous filing
May 24, 2022
Next filing
Jun 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMCO Common Stock Tax liability -$59.7K -1.7K -3.85% $35.20 42.4K Jun 3, 2022 Direct F1
transaction CMCO Common Stock Other $0 -5.86K -13.83% $0.00 36.5K Jun 3, 2022 Direct F2
holding CMCO Common Stock 44.1K Jun 3, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMCO Non-Qualified Stock Options (Right to Buy) Other $0 -2.39K -25% $0.00 7.17K Jun 3, 2022 Common Stock 2.39K $35.16 Direct F4, F5
transaction CMCO Non-Qualified Stock Options (Right to Buy) Other $0 -4.91K -33.33% $0.00 9.82K Jun 3, 2022 Common Stock 4.91K $25.52 Direct F4, F6
transaction CMCO Non-Qualified Stock Options (Right to Buy) Other $0 -11.8K -83.32% $0.00 2.37K Jun 3, 2022 Common Stock 11.8K $33.12 Direct F9, F10
holding CMCO Non-Qualified Stock Options (Right to Buy) 7.48K Jun 3, 2022 Common Stock 7.48K $38.70 Direct F3
holding CMCO Non-Qualified Stock Options (Right to Buy) 11.5K Jun 3, 2022 Common Stock 11.5K $54.26 Direct F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 3,330.5992 restricted stock units became fully vested upon reporting persons retirement on June 3, 2022, of which 1,695 were traded and .5992 were sold to satisfy tax withholding obligations.
F2 Restricted stock units forfeited due to reporting persons retirement.
F3 Previously reported as 5/22/2028 and upon the reporting persons retirement on June 3, 2022, the expiration date became 6/3/2027.
F4 Non-Qualified Stock Options forfeited due to reporting persons retirement on June 3, 2022.
F5 Previously reported as 5/19/2029 and upon the reporting persons retirement on June 3, 2022, the expiration date became 6/3/2027.
F6 Previously reported as 5/17/2030 and upon the reporting persons retirement on June 3, 2022, the expiration date became 6/3/2027.
F7 Previously reported as 5/16/2031 and upon the reporting persons retirement on June 3, 2022, the expiration date became 6/3/2027.
F8 Options were granted on May 17, 2021 of which 3,830 were vested on May 17, 2022, and the remaining 7,659 became vested upon reporting persons retirement on June 3, 2022.
F9 14,205 Non-Qualified Stock Options were granted to reporting person on May 16, 2022, of which 2,370 became vested upon the reporting persons retirement on June 3, 2022 and the remaining 11,835 were forfeited.
F10 Previously reported as 5/16/2032 and upon the reporting persons retirement on June 3, 2022, the expiration date became 6/3/2027.