Kurt F. Wozniak - Nov 5, 2021 Form 4 Insider Report for COLUMBUS MCKINNON CORP (CMCO)

Role: VP - Industrial Products
Signature: Kurt F. Wozniak
Stock symbol: CMCO
Transactions as of: Nov 5, 2021
Transactions value $: -$494,849
Form type: 4
Date filed: 11/8/2021, 03:48 PM
Previous filing: Aug 18, 2021
Next filing: Nov 16, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CMCO	Common Stock	Options Exercise	$68.1K	+4.49K	+10.24%	$15.16	48.3K	Nov 5, 2021	Direct
transaction	CMCO	Common Stock	Options Exercise	$290K	+11.9K	+24.62%	$24.33	60.2K	Nov 5, 2021	Direct
transaction	CMCO	Common Stock	Sale	-$852K	-16.4K	-27.21%	$52.01	43.8K	Nov 5, 2021	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CMCO	Non-Qualified Stock Options (Right to Buy)	Options Exercise	$0	+4.49K		$0.00^*	0	Nov 5, 2021	Common Stock	4.49K	$15.16	Direct
transaction	CMCO	Non-Qualified Stock Options (Right to Buy)	Options Exercise	$0	+11.9K		$0.00^*	0	Nov 5, 2021	Common Stock	11.9K	$24.33	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sale was executed in multiple trades at prices ranging from $51.70 to $52.28, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F2	Includes 12,548.7591 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 711.1426 shares become fully vested 5/22/2022, 1,593.8491 shares become fully vested 50% per year for two years beginning 5/20/2022; 448.4287 shares become fully vested 5/20/2022, 2,721.3713 shares become fully vested 1/20/2022, 3,143.6942 shares become fully vested 50% per year for two years beginning 5/18/2022, and 3,930.2732 shares become fully vested 33.33% per year for three years beginning 5/17/2022,if reporting person remains an employee of issuer.

Content

The sale was executed in multiple trades at prices ranging from $51.70 to $52.28, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Includes 12,548.7591 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 711.1426 shares become fully vested 5/22/2022, 1,593.8491 shares become fully vested 50% per year for two years beginning 5/20/2022; 448.4287 shares become fully vested 5/20/2022, 2,721.3713 shares become fully vested 1/20/2022, 3,143.6942 shares become fully vested 50% per year for two years beginning 5/18/2022, and 3,930.2732 shares become fully vested 33.33% per year for three years beginning 5/17/2022,if reporting person remains an employee of issuer.