Gregory Rustowicz - Nov 5, 2021 Form 4 Insider Report for COLUMBUS MCKINNON CORP (CMCO)

Role: VP - Finance and CFO
Signature: Gregory Rustowicz
Stock symbol: CMCO
Transactions as of: Nov 5, 2021
Transactions value $: -$150,446
Form type: 4
Date filed: 11/8/2021, 03:47 PM
Previous filing: Aug 18, 2021
Next filing: Nov 16, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CMCO	Common Stock	Options Exercise	$253K	+9.33K	+13.7%	$27.12	77.4K	Nov 5, 2021	Direct
transaction	CMCO	Common Stock	Sale	-$403K	-7.61K	-9.82%	$53.04	69.8K	Nov 5, 2021	Direct	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CMCO	Non-Qualified Stock Options (Right to Buy)	Options Exercise	$0	-9.33K	-100%	$0.00^*	0	Nov 5, 2021	Common Stock	9.33K	$27.12	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sale was executed in multiple trades at prices ranging from $52.60 to $53.16, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F2	Includes 20,527.9129 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,129.4616 shares become fully vested 5/22/2022; 2,237.0704 shares become fully vested 50% per year for two years beginning 5/20/2022; 3,887.3844 shares become fully vested 1/20/2022, 4,412.4498 shares become fully vested 50% per year for two years beginning 5/18/2022, 3.356.1602 shares become fully vested and non-forfeitable 50% per year for two years beginning 7/20/2022, and 5,505.3865 shares become fully vested 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.

Content

The sale was executed in multiple trades at prices ranging from $52.60 to $53.16, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Includes 20,527.9129 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,129.4616 shares become fully vested 5/22/2022; 2,237.0704 shares become fully vested 50% per year for two years beginning 5/20/2022; 3,887.3844 shares become fully vested 1/20/2022, 4,412.4498 shares become fully vested 50% per year for two years beginning 5/18/2022, 3.356.1602 shares become fully vested and non-forfeitable 50% per year for two years beginning 7/20/2022, and 5,505.3865 shares become fully vested 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.