Gregory P. Rustowicz - 05 Nov 2021 Form 4 Insider Report for COLUMBUS MCKINNON CORP (CMCO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Nov 2021, 15:47:43 UTC
Prior SEC filing
18 Aug 2021
Next SEC filing
16 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Gregory Rustowicz

Key filing fact

Gregory P. Rustowicz filed Form 4 for COLUMBUS MCKINNON CORP (CMCO) on 08 Nov 2021.

Key facts

  • This page summarizes Gregory P. Rustowicz's Form 4 filing for COLUMBUS MCKINNON CORP (CMCO).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 08 Nov 2021, 15:47.

Change

  • Previous filing in this sequence was filed on 18 Aug 2021.
  • Current net transaction value: -$150,446.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CMCO transaction

Common Stock

Options Exercise

Transaction value
$253,030
Shares
+9,330
Change %
+14%
Price
$27.12
Shares after
77,446
Date
05 Nov 2021
Ownership
Direct
CMCO transaction

Common Stock

Sale

Transaction value
$403,475
Shares
-7,607
Change %
-9.8%
Price
$53.04
Shares after
69,839
Date
05 Nov 2021
Ownership
Direct
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CMCO transaction Derivative

Non-Qualified Stock Options (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-9,330
Change %
-100%
Price
$0.000000*
Shares after
0
Date
05 Nov 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
9,330
Exercise price
$27.12
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The sale was executed in multiple trades at prices ranging from $52.60 to $53.16, inclusive. The price reported reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Footnote F2

Includes 20,527.9129 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,129.4616 shares become fully vested 5/22/2022; 2,237.0704 shares become fully vested 50% per year for two years beginning 5/20/2022; 3,887.3844 shares become fully vested 1/20/2022, 4,412.4498 shares become fully vested 50% per year for two years beginning 5/18/2022, 3.356.1602 shares become fully vested and non-forfeitable 50% per year for two years beginning 7/20/2022, and 5,505.3865 shares become fully vested 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.

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