Mario Ramos Lara - May 17, 2021 Form 4 Insider Report for COLUMBUS MCKINNON CORP (CMCO)

Role
VP Global Product Development
Signature
Mary C. O'Connor as POA for Mario Y. Ramos
Stock symbol
CMCO
Transactions as of
May 17, 2021
Transactions value $
-$17,943
Form type
4
Date filed
5/19/2021, 04:44 PM
Previous filing
May 14, 2021
Next filing
May 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMCO Common Stock Award $0 +2.84K +21.59% $0.00 16K May 17, 2021 Direct F1
transaction CMCO Common Stock Tax liability -$17.9K -336 -2.1% $53.34 15.7K May 18, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMCO Non-Qualified Stock Options (Right to Buy) Award $0 +8.33K $0.00 8.33K May 17, 2021 Common Stock 8.33K $54.26 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.
F2 1,147.3956 restricted stock units became fully vested on 5/18/2021, of which 336 were traded and .3956 were converted to cash to satisfy tax withholding obligations.
F3 Includes 10,298.4232 shares of restricted stock issued to reporting person, subject to forfeiture in whole or part, 1,744.7316 shares become fully vested 33.33% per year for three years beginning 5/20/2021, 1,344.5177 shares become fully vested 50% per year for two years beginning 5/20/2021, 2,070.3827 shares become fully vested 1/20/2022, 2,294.7912 shares become fully vested 50% per year for two years beginning 5/18/2022, and 2,844 shares become fully vested 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.
F4 Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; options become exercisable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.