Kurt F. Wozniak - May 17, 2021 Form 4 Insider Report for COLUMBUS MCKINNON CORP (CMCO)

Role: VP - Industrial Products
Signature: Kurt F. Wozniak
Stock symbol: CMCO
Transactions as of: May 17, 2021
Transactions value $: -$40,952
Form type: 4
Date filed: 5/19/2021, 04:44 PM
Previous filing: May 14, 2021
Next filing: May 21, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CMCO	Common Stock	Award	$0	+3.93K	+8.9%	$0.00	48K	May 17, 2021	Direct	F1
transaction	CMCO	Common Stock	Tax liability	-$41K	-768	-1.6%	$53.34	47.3K	May 18, 2021	Direct	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CMCO	Non-Qualified Stock Options (Right to Buy)	Award	$0	+11.5K		$0.00	11.5K	May 17, 2021	Common Stock	11.5K	$54.26	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.
F2	1,569.7499 restricted stock units became fully vested on 5/18/2021, of which 767 were traded and .7499 were converted to cash to satisfy tax withholding obligations.
F3	Includes 15,407.8760 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 923.4557 shares become fully vested 5/22/2021; 1,419.3935 shares become fully vested 50% per year for two years beginning 5/22/2021, 2,387.1012 shares become fully vested 33.33% per year for three years beginning 5/20/2021; 895.6698 shares become fully vested 50% per year for two years beginning 5/20/2021, 2,717.7560 shares become fully vested 1/20/2022, 3,139.4998 shares become fully vested 50% per year for two years beginning 5/18/2022, and 3,925 shares become fully vested 33.33% per year for three years beginning 5/17/2022,if reporting person remains an employee of issuer. Also includes 4,178 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.
F4	Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; options become exercisable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.