Alan S. Korman - May 17, 2021 Form 4 Insider Report for COLUMBUS MCKINNON CORP (CMCO)

Role
VP, Gen'l Counsel & Secretary
Signature
Alan S. Korman
Stock symbol
CMCO
Transactions as of
May 17, 2021
Transactions value $
-$25,856
Form type
4
Date filed
5/19/2021, 04:43 PM
Previous filing
May 14, 2021
Next filing
May 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction CMCO Common Stock Award $0 +3.83K +11.62% $0.00 36.8K May 17, 2021 Direct F1
transaction CMCO Common Stock Tax liability -$25.9K -483 -1.31% $53.54 36.3K May 18, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMCO Non-Qualified Stock Options (Right to Buy) Award $0 +11.2K $0.00 11.2K May 17, 2021 Common Stock 11.2K $54.26 Direct F4

Explanation of Responses:

Id Content
F1 Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.
F2 1,423.9371 restricted stock units became fully vested on 5/18/2021, of which 482 were traded and .9371 were converted to cash to satisfy tax withholding obligations.
F3 Includes 19,726.7623 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 941.8839 shares become fully vested 5/22/2021; 1,430.6014 shares become fully vested 50% per year for two years beginning 5/22/2021; 2,166.2234 shares become fully vested 33.33% per year for three years beginning 5/20/2021; 895.6698 shares become fully vested 50% per year for two years beginning 5/20/2021, 2,588.4832 shares become fully vested 1/20/2022, 2,847.8742 shares become fully vested 50% per year for two years beginning 5/18/2022, 5,028.0264 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 7/20/2021, and 3,828 shares become fully vested 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer. Also includes 4,211 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.
F4 Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; options become exercisable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.