Key facts
- This page summarizes Alan S. Korman's Form 4 filing for COLUMBUS MCKINNON CORP (CMCO).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 19 May 2021, 16:43.
Alan S. Korman - 17 May 2021 Form 4 Insider Report for COLUMBUS MCKINNON CORP (CMCO)
- Reporting relationship
- VP, Gen'l Counsel & Secretary
- Issuer ticker
- CMCO
- Reported as of
- 17 May 2021
- Net transaction value
- -$25,856
- SEC form
- 4
- Accepted by SEC
- 19 May 2021, 16:43:56 UTC
- Prior SEC filing
- 14 May 2021
- Next SEC filing
- 21 May 2021
- Source filing
- View source filing
- Reporting owner signature
- Alan S. Korman
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Alan S. Korman filed Form 4 for COLUMBUS MCKINNON CORP (CMCO) on 19 May 2021.
Change
- Previous filing in this sequence was filed on 14 May 2021.
- Current net transaction value: -$25,856.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CMCO
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +3,828
- Change %
- +12%
- Price
- $0.000000
- Shares after
- 36,781
- Date
- 17 May 2021
- Ownership
- Direct
- Footnotes
- F1
CMCO
transaction
Common Stock
Tax liability
- Transaction value
- $25,856
- Shares
- -483
- Change %
- -1.3%
- Price
- $53.54
- Shares after
- 36,298
- Date
- 18 May 2021
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CMCO
transaction
Derivative
Non-Qualified Stock Options (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +11,205
- Change %
- Price
- $0.000000
- Shares after
- 11,205
- Date
- 17 May 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,205
- Exercise price
- $54.26
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.
Footnote F2
1,423.9371 restricted stock units became fully vested on 5/18/2021, of which 482 were traded and .9371 were converted to cash to satisfy tax withholding obligations.
Footnote F3
Includes 19,726.7623 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 941.8839 shares become fully vested 5/22/2021; 1,430.6014 shares become fully vested 50% per year for two years beginning 5/22/2021; 2,166.2234 shares become fully vested 33.33% per year for three years beginning 5/20/2021; 895.6698 shares become fully vested 50% per year for two years beginning 5/20/2021, 2,588.4832 shares become fully vested 1/20/2022, 2,847.8742 shares become fully vested 50% per year for two years beginning 5/18/2022, 5,028.0264 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 7/20/2021, and 3,828 shares become fully vested 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer. Also includes 4,211 shares which become fully vested on 5/22/2021, if reporting person remains an employee of issuer.
Footnote F4
Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; options become exercisable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.