Appal Chintapalli - May 17, 2021 Form 4 Insider Report for COLUMBUS MCKINNON CORP (CMCO)

Role
VP - Engineered Products
Signature
Mary C. O'Connor as POA fpr Appal Chintapalli
Stock symbol
CMCO
Transactions as of
May 17, 2021
Transactions value $
-$11,525
Form type
4
Date filed
5/19/2021, 04:41 PM
Previous filing
May 14, 2021
Next filing
May 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMCO Common Stock Award $0 +2.57K +28.02% $0.00 11.7K May 17, 2021 Direct F1
transaction CMCO Common Stock Tax liability -$11.5K -216 -1.84% $53.34 11.5K May 18, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMCO Non-Qualified Stock Options (Right to Buy) Award $0 +7.51K $0.00 7.51K May 17, 2021 Common Stock 7.51K $54.26 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; units become fully vested and non-forfeitable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.
F2 730.0695 restricted stock units became fully vested on 5/18/2021, of which 216 were traded and .0695 were converted to cash to satisfy tax withholding obligations.
F3 Includes 8,272.3622 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 1,845.0334 shares become fully vested and non-forfeitable on 3/18/2022, 1,109.4546 shares become fully vested 33.33% per year for three years beginning 5/20/2021, 1,294.7466 shares become fully vested 1/20/2022, 1,458.1276 shares become fully vested 50% per year for two years beginning 5/18/2022, and 2565 shares become fully vested 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.
F4 Represents non-qualified stock options issued to reporting person under the Columbus McKinnon Corporation 2016 Long Term Incentive Plan as amended and restated effective June 5, 2019, subject to forfeiture in whole or part; options become exercisable 33.33% per year for three years beginning 5/17/2022, if reporting person remains an employee of issuer.