Carl P. Haney - 13 Feb 2023 Form 4 Insider Report for ESTEE LAUDER COMPANIES INC (EL)

Role
EVP Research Prod & Innovation
Signature
Carl P. Haney, by Maureen Sladek, attorney-in-fact
Issuer symbol
EL
Transactions as of
13 Feb 2023
Net transactions value
-$349,117
Form type
4
Filing time
14 Feb 2023, 08:30:39 UTC
Previous filing
02 Nov 2022
Next filing
30 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EL Class A Common Stock Options Exercise $2,124,122 +9,741 +204% $218.06 14,514 13 Feb 2023 Direct
transaction EL Class A Common Stock Sale $2,473,240 -9,741 -67% $253.90 4,773 13 Feb 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EL Stock Option (Right to Buy) Options Exercise $0 -9,741 -67% $0.000000 4,871 13 Feb 2023 Class A Common Stock 9,741 $218.06 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F2 Sales prices range from $253.74 to $254.08 per share, inclusive.
F3 Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 4,870 shares exercisable from and after January 1, 2022; 4,871 shares exercisable from and after January 1, 2023; and 4,871 shares exercisable from and after January 1, 2024.
F4 Not applicable.