Tracey Thomas Travis - 10 Nov 2021 Form 4 Insider Report for ESTEE LAUDER COMPANIES INC (EL)

Role
EVP & CFO
Signature
Tracey Thomas Travis, by Spencer G. Smul, attorney-in-fact
Issuer symbol
EL
Transactions as of
10 Nov 2021
Net transactions value
-$11,291,863
Form type
4
Filing time
10 Nov 2021, 16:51:56 UTC
Previous filing
02 Nov 2021
Next filing
17 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EL Class A Common Stock Options Exercise $5,142,522 +47,638 +113% $107.95 89,716 10 Nov 2021 Direct F1
transaction EL Class A Common Stock Sale $11,907,633 -34,573 -39% $344.42 55,143 10 Nov 2021 Direct F2, F3
transaction EL Class A Common Stock Sale $1,287,594 -3,726 -6.8% $345.57 51,417 10 Nov 2021 Direct F2, F4
transaction EL Class A Common Stock Sale $2,316,516 -6,682 -13% $346.68 44,735 10 Nov 2021 Direct F2, F5
transaction EL Class A Common Stock Sale $922,643 -2,657 -5.9% $347.25 42,078 10 Nov 2021 Direct F2, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EL Option (right to buy) Options Exercise $0 -47,638 -100% $0.000000* 0 10 Nov 2021 Class A Common Stock 47,638 $107.95 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of: 15,879 shares exercisable from and after January 1, 2019; 15,879 shares exercisable from and after January 1, 2020; and 15,880 shares exercisable from and after January 1, 2021.
F2 The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F3 Sales prices range from $344.00 to $344.98 per share, inclusive.
F4 Sales prices range from $345.07 to $346.06 per share, inclusive.
F5 Sales prices range from $346.07 to $347.05 per share, inclusive.
F6 Sales prices range from $347.07 to $347.51 per share, inclusive.
F7 Not applicable.