Barry S. Sternlicht - 20 Aug 2021 Form 4 Insider Report for ESTEE LAUDER COMPANIES INC (EL)

Role
Director
Signature
Barry S. Sternlicht, by Maureen Sladek, Attorney-in-fact
Issuer symbol
EL
Transactions as of
20 Aug 2021
Net transactions value
-$1,244,169
Form type
4
Filing time
23 Aug 2021, 13:42:30 UTC
Previous filing
17 Aug 2021
Next filing
24 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EL Class A Common Stock Options Exercise $263,257 +4,576 +15% $57.53 35,558 20 Aug 2021 Direct
transaction EL Class A Common Stock Sale $1,507,426 -4,576 -13% $329.42 30,982 20 Aug 2021 Direct F1, F2
holding EL Class A Common Stock 12,000 20 Aug 2021 1999 Sternlicht Family Trust 1 F3
holding EL Class A Common Stock 12,000 20 Aug 2021 1999 Sternlicht Family Trust 2 F3
holding EL Class A Common Stock 12,000 20 Aug 2021 1999 Sternlicht Family Trust 3 F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EL Option (Right to Buy) Options Exercise -4,576 -100% 0 20 Aug 2021 Class A Common Stock 4,576 $57.53 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
F2 Sales prices range from $329.37 to $329.47 per share, inclusive.
F3 The Reporting Person disclaims beneficial ownership of such shares to the extent he does not have a pecuniary interest in such shares.
F4 Stock Options granted to the Reporting Person pursuant to the Issuer's Non-Employee Director Share Incentive Plan.
F5 Not applicable.