Tracey Thomas Travis - 14 Jul 2021 Form 4 Insider Report for ESTEE LAUDER COMPANIES INC (EL)

Role
EVP & CFO
Signature
Tracey Thomas Travis, by Maureen Sladek, attorney-in-fact
Issuer symbol
EL
Transactions as of
14 Jul 2021
Net transactions value
-$12,608,700
Form type
4
Filing time
14 Jul 2021, 17:19:59 UTC
Previous filing
28 Jun 2021
Next filing
17 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EL Class A Common Stock Options Exercise $4,789,419 +53,531 +171% $89.47 84,870 14 Jul 2021 Direct F1
transaction EL Class A Common Stock Sale $17,365,609 -53,431 -63% $325.01 31,439 14 Jul 2021 Direct F2
transaction EL Class A Common Stock Sale $32,509 -100 -0.32% $325.09 31,339 14 Jul 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EL Option (Right to Buy) Options Exercise $0 -53,531 -100% $0.000000* 0 14 Jul 2021 Class A Common Stock 53,531 $89.47 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 17,843 shares exercisable from and after January 1, 2018; 17,844 shares exercisable from and after January 1, 2019; and 17,844 shares exercisable from and after January 1, 2020.
F2 The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on March 2, 2021.
F3 Not applicable.