Tracey Thomas Travis - May 7, 2021 Form 4 Insider Report for ESTEE LAUDER COMPANIES INC (EL)

Role
EVP & CFO
Signature
Tracey Thomas Travis, by Maureen Sladek, attorney-in-fact
Stock symbol
EL
Transactions as of
May 7, 2021
Transactions value $
-$6,099,467
Form type
4
Date filed
5/10/2021, 04:01 PM
Next filing
May 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EL Class A Common Stock Options Exercise $2.07M +26.8K +85% $77.35 58.3K May 7, 2021 Direct F1
transaction EL Class A Common Stock Sale -$8.17M -26.8K -46.09% $305.01 31.3K May 7, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EL Option (Right to Buy) Options Exercise $0 -26.8K -100% $0.00* 0 May 7, 2021 Class A Common Stock 26.8K $77.35 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 17,861 shares exercisable from and after January 1, 2017; 17,861 shares exercisable from and after January 1, 2018; and 17,862 shares exercisable from and after January 1, 2019.
F2 The sales of the shares of Class A Common Stock were made pursuant to a plan intended to comply with Rule 10b5-1(c) entered into on March 2, 2021.
F3 Not applicable.