Jeremy Qinli Zhu - Aug 30, 2022 Form 4 Insider Report for NICHOLAS FINANCIAL INC (NICK)

Role: Director
Signature: /s/ Jeremy Quinli Zhu
Stock symbol: NICK
Transactions as of: Aug 30, 2022
Transactions value $: $0
Form type: 4
Date filed: 9/1/2022, 02:56 PM
Previous filing: Oct 13, 2021
Next filing: Dec 17, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NICK	common stock	Award	$0	+2.26K	+20.98%	$0.00	13K	Aug 30, 2022	Direct	F1
holding	NICK	common stock						610K	Aug 30, 2022	See footnote	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Award of restricted stock vesting on the one year anniversary of the date of grant. The closing price of the issuer's common stock on NASDAQ on such date was $8.84.
F2	Represents shares held by TCW Sepulveda Long/Short Equity Fund I, L.P, and TCW Sepulveda Long/Short Equity Master Fund LTD (together, the "Funds"), which Funds are managed by Sepulveda Management LLC. Mr. Zhu is a principal of, and acts as a director of, Sepulveda Management LLC, and also holds certain limited partnership interests in the Funds. Mr. Zhu disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein.

Content

Award of restricted stock vesting on the one year anniversary of the date of grant. The closing price of the issuer's common stock on NASDAQ on such date was $8.84.

Represents shares held by TCW Sepulveda Long/Short Equity Fund I, L.P, and TCW Sepulveda Long/Short Equity Master Fund LTD (together, the "Funds"), which Funds are managed by Sepulveda Management LLC. Mr. Zhu is a principal of, and acts as a director of, Sepulveda Management LLC, and also holds certain limited partnership interests in the Funds. Mr. Zhu disclaims beneficial ownership of these shares to the extent of his pecuniary interest therein.