Brendan J. Keating - 30 Aug 2022 Form 4 Insider Report for NICHOLAS FINANCIAL INC (NICK)

Role
Director
Signature
/s/ Brendan J. Keating
Issuer symbol
NICK
Transactions as of
30 Aug 2022
Transactions value $
$0
Form type
4
Filing time
01 Sep 2022, 12:09:23
Previous filing
02 Dec 2021
Next filing
16 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NICK common stock Award $0 +2.26K +10.52% $0.00 23.8K 30 Aug 2022 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Award of restricted stock vesting on the one year anniversary of the date of grant. The closing price of the issuer's common stock on NASDAQ on such date was $8.84.
F2 The reported shares are directly owned by Rosecrest Trust, of which Brendan J Keating is the Trustee. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.